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Recent Transactions

New York Mortgage Trust

$103,220,000 Common Stock Follow-On Offering Co-Manager November 2014

Resource Capital Corp.

$25,000,000 8.625% Series "C" Preferred At-The-Market Offering Sole Agent November 2014

Resource Capital Corp.

$25,000,000 8.25% Series "B" Preferred At-The-Market Offering Sole Agent November 2014

Resource Capital Corp.

$25,000,000 8.50% Series "A" Preferred At-The-Market Offering Sole Agent November 2014

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