AeternaZentaris_logo

2,500,000 Shares

Common Stock
At-the-Market Issuance
Sole Agent

Filed May 2013

PZZI

$3,000,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed May 2013

Atlas-Resource

$25,000,000

Common Units
At-the-Market Issuance
Joint Agent

Filed May 2013

Miller

$11,125,000

Preferred Series C
Follow-On Offering
Bookrunner

May 2013

Arbor Realty Trust Logo

$30,000,000

Preferred Series B
Initial Offering
Joint Bookrunner

May 2013

Coronado Biosciences Logo

$45,000,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed April 2013

Arlington

$25,000,000

6.625% Senior Notes
Initial Offering
Joint Bookrunner

April 2013

AtlasPipeline Logo

$402,730,000

Common Units
Follow-On Offering
Co-Manager

April 2013

Acura

$13,000,000 

Common Stock
At-the-Market Issuance
Sole Agent

Filed April 2013

dynex-logo

$56,250,000

Preferred Series B
Initial Offering
Co-Manager

April 2013

Goodrich-Logo

$110,000,000

Preferred Series C
Initial Offering
Co-Manager

April 2013

NorthStar

$200,000,000

Preferred Series D
Initial Offering
Co-Manager

April 2013

Dynavax

$50,000,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed March 2013

Power-REIT

$5,400,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed March 2013

MAIN

$92,000,000

6.125% Senior Notes
Initial Offering
Co-Manager

March 2013

Calumet

$266,406,250

Common Units
Follow-On Offering
Co-Manager

March 2013

PostRock-Energy-Logo

$5,000,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed March 2013

HPT-Logo

$411,355,000

Common Stock
Follow-On Offering
Co-Manager

March 2013

LRR-Logo

$116,196,000

Common Units
Follow-On Offering
Co-Manager

March 2013

Resources Capital Corporation Logo

1,500,000 Shares

Preferred Series B
At-the-Market Issuance
Sole Agent

Filed March 2013

MannKind-Logo

$50,000,000

Common Stock
At-the-Market Issuance
Lead Agent

Filed March 2013

CapLease Logo

$70,000,000

Preferred Series C
At-the-Market Issuance
Sole Agent

Filed March 2013

Cerus-Logo

$35,000,000

Common Stock
Follow-On Offering
Financial Advisor

March 2013

Summit Hotel Properties Logo

$75,000,000

Preferred Series C
Initial Offering
Joint Bookrunner

March 2013

Eagle Rock Energy Partners Logo

$96,358,500

Common Units
Follow-On Offering
Co-Manager

March 2013

Government Properties Income Trust Logo

$250,740,000

Common Stock
Secondary Offering
Co-Manager

March 2013

Campus Crest Logo

$312,742,500

Common Stock
Follow-On Offering
Co-Manager

March 2013

CommonWealth REIT Logo

$570,000,000

Common Stock
Follow-On Offering
Co-Manager

February 2013

Basic CMYK

$110,000,000

Preferred Series I
Initial Offering
Co-Manager

February 2013

Summit Hotel Properties Logo

$75,000,000

Common Stock
At-the-Market Issuance
Joint Agent

Filed February 2013

Hersha Hospitality Trust Logo

$75,000,000

Preferred Series C
Initial Offering
Co-Manager

February 2013

Oxigene-logo

$32,800,000

Common Stock
At-the-Market Issuance
Sole Agent

Several Filings

NorthStar

$289,455,000

Common Stock
Follow-On Offering
Co-Manager

February 2013

logo

$70,000,000

7.25% Senior Unsecured Notes
Initial Offering
Co-Manager

February 2013

Miller

$14,312,500

Preferred Series C
Follow-On Offering
Sole Bookrunner

February 2013

Medgenics Logo

$29,400,000

Common Stock
Follow-On Offering
Co-Manager

February 2013

armour-logo

$135,000,000

Preferred Series B
Initial Offering
Co-Manager

February 2013

Cedar Realty Trust Logo

$56,540,000

Preferred Series B
Follow-On Offering
Co-Manager

February 2013

BreitBurn-Logo

$296,907,000

Common Units
Follow-On Offering
Co-Manager

February 2013

Print

$256,220,000

Common Units
Follow-On Offering
Co-Manager

January 2013

keryx-logo

$70,000,000

Common Stock
Follow-On Offering
Financial Advisor

January 2013

Arbor Realty Trust Logo

$35,000,000

Preferred Series A
Initial Offering
Joint Bookrunner

January 2013

The Dolan Company Logo

$16,100,000

Preferred Series B
Initial Offering
Sole Bookrunner

January 2013

MHR-logo

$50,000,000 

Preferred Series E
At-the-Market Issuance
Sole Agent

Filed January 2013

JMP Securities Logo

$46,000,000

8.00% Senior Notes
Initial Offering
Co-Manager

January 2013

CapLease Logo

$20,188,000

Preferred Series C
Initial Offering
Sole Bookrunner

January 2013

NuStar logo

$402,500,000

4.625% Fixed-Floating Sub Notes
Initial Offering
Co-Manager

January 2013

TravelCenters of America Logo

$100,000,000

8.25% Senior Notes
Initial Offering
Lead Manager

January 2013

Summit Hotel Properties Logo

17,250,000 Shares

Common Stock
Follow-On Offering
Co-Manager

January 2013

peregrine-logo

$75,000,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed December 2012

logopluristem

$95,000,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed December 2012

Agenus-Logo

$40,000,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed December 2012

ghe logo-30b

$12,200,000

Preferred Series C
At-the-Market Issuance
Sole Agent

Filed December 2012

ghe logo-30b

$12,200,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed December 2012

omeros_cmyk

$60,000,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed December 2012

Quantum Resources Management Logo

$224,112,000

Common Stock
Follow-On Offering
Co-Manager

December 2012

MHR-logo

$23,500,000

Preferred Series E
Initial Offering
Joint Bookrunner

December 2012

AtlasPipeline Logo

$302,250,000

Common Units
Follow-On Offering
Co-Manager

December 2012

Summit Hotel Properties Logo

$75,000,000

Preferred Series B
Initial Offering
Co-Manager

December 2012

Print

$15,000,000

Preferred Series P
Initial Offering
Joint Bookrunner

November 2012

Resources Capital Corporation Logo

600,000 Shares

Preferred Series A
At-the-Market Issuance
Sole Agent

Filed November 2012

Resources Capital Corporation Logo

1,000,000 Shares

Preferred Series B
At-the-Market Issuance
Sole Agent

Filed November 2012

Legacy Reserves Logo

$227,416,000

Common Stock
Follow-On Offering
Co-Manager

November 2012

Anthera Pharmaceuticals Logo

$25,000,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed November 2012

AdCare Health Systems Logo

$10,350,000

Preferred Series A
Initial Offering
Sole Bookrunner

November 2012

Miller

$64,125,000

Preferred Series C
At-the-Market Issuance
Sole Agent

Filed October 2012

Miller

$100,000,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed October 2012

Geron-logo-blackonwhite

$50,000,000

Common Stock
At-The-Market Issuance
Sole Agent

Filed October 2012

Coronado Biosciences Logo

$30,000,000

Common Stock
At-The-Market Issuance
Sole Agent

Filed October 2012

NorthStar

$125,000,000

Preferred Series C
Initial Offering
Co-Manager

October 2012

Novavax-logo

$50,000,000

Common Stock
At-The-Market Issuance
Sole Agent

Filed October 2012

Miller

$15,755,000

Preferred Series C
Initial Offering
Joint Bookrunner

September 2012

Summit Hotel Properties Logo

$112,470,000

Common Stock
Follow-On Offering
Co-Manager

September 2012

Resources Capital Corporation Logo

$25,000,000

Preferred Series B
Initial Offering
Joint Bookrunner

September 2012

Cedar Realty Trust Logo

$115,600,000

Preferred Series B
Follow-On Offering
Co-Manager

September 2012

MHR-logo

$46,200,000

Preferred Series D
Follow-On Offering
Joint Bookrunner

September 2012

BreitBurn-Logo

$212,900,000

Common Units
Follow-On Offering
Co-Manager

September 2012

acelrx-logo

$7,500,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed August 2012

magnegas-logo

2,850,000 Shares

Common Stock
Follow-On Offering
Co-Manager

August 2012

Winthrop Logo

$75,000,000

7.75% Senior Notes
Initial Offering
Co-Manager

August 2012

ghe logo-30b

425,000 Shares

Preferred Series C
Initial Offering
Sole Bookrunner

July 2012

dynex-logo

$50,000,000

Preferred Series A
Initial Offering
Co-Manager

July 2012

armour-logo

$150,000,000

Preferred Series A
At-the-Market Issuance
Sole Agent

Filed July 2012

NorthStar

$74,000,000

Preferred Series B
Follow-On Offering
Co-Manager

July 2012

Resources Capital Corporation Logo

1,000,000 Shares

Preferred Series A
At-the-Market Issuance
Sole Agent

Filed June 2012

royalgold-logo

$325,000,000

2.875% Senior Convertible Note
Initial Offering
Co-Manager

June 2012

NorthStar

500,000 Shares

Preferred Series A
At-the-Market Issuance
Joint Agent

Filed June 2012

NorthStar

2,500,000 Shares

Preferred Series B
At-the-Market Issuance
Joint Agent

Filed June 2012

Resources Capital Corporation Logo

265,000 Shares

Preferred Series A
Initial Offering
Bookrunner

June 2012

Cedar Realty Trust Logo

4,000,000 Shares

Preferred Series B
At-the-Market Issuance
Sole Agent

Filed May 2012

RAIT Financial Trust Logo

2,000,000 Shares

Preferred Series A
At-the-Market Issuance
Sole Agent

Filed May 2012

RAIT Financial Trust Logo

2,000,000 Shares

Preferred Series B
At-the-Market Issuance
Sole Agent

Filed May 2012

RAIT Financial Trust Logo

2,000,000 Shares

Preferred Series C
At-the-Market Issuance
Sole Agent

Filed May 2012

fieldpoint-logo

$3,400,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed May 2012

Cedar Realty Trust Logo

400,000 Shares

Preferred Series B
Initial Offering
Joint Bookrunner

May 2012

MHR-logo

$157,500,000

Common Stock
Follow-On Offering
Co-Manager

May 2012

synta-logo

$35,000,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed May 2012

MHR-logo

$450,000,000

9.75% Senior Unsecured Notes
Initial Offering
Financial Advisor

May 2012

ArQule-logo

$58,000,000

Common Stock
Follow-On Offering
Financial Advisor

April 2012

acadia-logo

$20,000,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed March 2012

Aastrom-Logo

$40,000,000

Series A Preferred
Private Placement
Sole Agent

March 2012

NorthStar

$42,500,000

Preferred Series B
Follow-On Offering
Co-Manager

March 2012

Complete-Genomics-Logo

$30,000,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed March 2012

Agenus-Logo

5,000,000 shares

Common Stock
At-the-Market Issuance
Sole Agent

Filed March 2012

Alnylam-Logo

$93,000,000

Common Stock
Follow-On Offering
Co-Manager

February 2012

transwitch-logo

$10,000,000 

Common Stock
At-the-Market Issuance
Sole Agent

Filed February 2012

Wave Logo

$ 20,000,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed January 2012

AeternaZentaris_logo

$ 16,000,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed January 2012

threshold-logo

$15,000,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed January 2012

ResVerlogix-Logo

10,000,000 shares

Private Placement

U.S. Agent

January 2012

ResVerlogix-Logo

$17,500,000

Private Placement

Sole Agent

November 2011

MHR-logo

$150,000,000

Preferred Series D
At-the-Market-Issuance
Joint Agent

Filed January 2012

nymt-logo

$16,500,00

Common Stock
Follow-On Offering
Selling Group Member

December 2011

BreitBurn-Logo

$132,375,000

Common Units
Secondary Offering
Co-Manager

December 2011

approach-logo

$128,000,000

Common Stock
Follow-On Offering
Co-Manager

November 2011

US-Geothermal-Logo

$ 10,000,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed September 2011

ashford-logo

700,000 shares

Preferred Series A
At-the-Market Issuance
Sole Agent

Filed September 2011

ashford-logo

700,000 shares

Preferred Series D
At-the-Market Issuance
Sole Agent

Filed September 2011

Midway-Gold-Logo

6,000,000 shares

Common Stock
At-the-Market Issuance
Sole Agent

Filed September 2011

peregrine-logo

$6,940,000

Common Stock
Follow-On Offering
Financial Advisor

September 2011

Telik-Logo

$ 7,000,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed August 2011

Aimco-Logo

$100,000,000

Preferred Series Z
At-the-Market Issuance
Sole Agent

Filed August 2011

PostRock-Energy-Logo

2,500,000 shares

Common Stock

At-the-Market Issuance

Filed August 2011

Double-Eagle-Logo

$20,000,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed August 2011

Cardica-Logo

$ 10,000,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed August 2011

Aimco-Logo

800,000 shares

Preferred Series Z
Initial Offering
Sole Bookrunner

July 2011

Evolution-Petroleum-Logo

180,000 shares

Preferred Series A
At-the-Market Issuance
Sole Agent

Filed July 2011

Prana-Biotechnology-Logo

$ 9,850,000

American Depositary Shares
At-the-Market Issuance
Sole Agent

Filed July 2011

AeternaZentaris_logo

9,500,000 shares

Common Stock
At-the-Market Issuance
Sole Agent

Filed June 2011

Gastar-Logo

$85,000,000

Preferred Series A
At-the-Market Issuance
Sole Agent

Filed June 2011

BioCryst-Hi-Res-Logo

$70,000,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed June 2011

Evolution-Petroleum-Logo

$5,000,000

Preferred Series A
Initial Offering
Sole Bookrunner

June 2011

Cytokinetics-Logo

$20,000,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed June 2011

Paramount-Logo

2,500,000 shares

Common Stock
At-the-Market Issuance
Sole Agent

Filed June 2011

Gastar-Logo

$15,000,000

Preferred Series A
Initial Offering
Sole Bookrunner

June 2011

Aastrom-Logo

$ 20,300,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed June 2011

Ridgeline-Energy-Logo

Asset Acquisition Fair

Fair Market Value Analysis

May 2011

Curis-Logo

$20,000,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed June 2011

Cerus-Logo

$20,000,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed June 2011

keryx-logo

$33,000,000

Common Stock
Follow-On Offering
Financial Advisor

May 2011

MHR-logo

$100,000,000

Preferred Series D
At-the-Market Issuance
Sole Agent

Filed March 2011

MHR-logo

$19,000,000

Preferred Series D
Initial Offering
Joint Bookrunner

March 2011

icagen-logo

$7,200,000

Common Stock
At-the-Market Issuance
Sole Agent

Several Filings

fx-logo

$42,000,000

Common Stock
Follow-On Offering
Financial Advisor

March 2011

AeternaZentaris_logo

$19,800,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed February 2011

XOMA-Logo

$100,000,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed February 2011

Print

$1,815,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed February 2011

traxys-logo

Valuation of Biomass

Asset Portfolio

January 2011

ArQule-logo

$49,500,000

Common Stock
Follow-On Offering
Financial Advisor

January 2011

peregrine-logo

$75,000,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed December 2010

fx-logo

$50,000,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed December 2010

Senesco-Logo

$5,500,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed December 2010

CelSci-Logo

$30,000,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed December 2010

Inhibitex-logo

$20,000,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed November 2010

MHR-logo

$50,000,000

Preferred Series C
At-the-Market Issuance
Sole Agent

Filed November 2010

MHR-logo

$50,000,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed November 2010

Threshold-logo

$15,000,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed October 2010

XOMA-Logo

$47,000,000

Common Stock
At-the-Market Issuance
Joint Agent

Filed October 2010

Taseko-Logo

$125,000,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed October 2010

MHR-logo

$37,500,000

Preferred Series C
At-the-Market Issuance
Sole Agent

Filed August 2010

MHR-logo

$3,125,000

Preferred Series C
At-the-Market Issuance
Sole Agent

Filed June 2010

MHR-logo

$44,000,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed June 2010

Peregrine-logo

$15,000,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed June 2010

Novavax-logo

$ 15,000,000

Common Stock
At-the-Market Issuance
Sole Agent

Filed March 2010

Antigenics-logo

20,000,000 shares

Common Stock
At-the-Market Issuance
Joint Agent

Filed March 2010

MHR-logo

$9,630,000

Preferred Series C
At-the-Market Issuance
Sole Agent

Filed January 2010